Legal Register
Control Workpaper
OBL-23 Rule 16 (research exemption) RULE-16 ACT-17(2)(b) RULE-SCHEDULE-II

OBL-23: Research, Archival & Statistical Exemptions (Rule 16)

Applies research and statistical exemptions without using personal data for individual decisions.

Statutory scope: Rule 16 (research exemption) · Assigned to Legal / activity owner · Systems: Core Lending Monolith & Transaction Store (SYS-002); Enterprise Cloud Data Warehouse (SYS-004)

Operational Interface Requirement

Recommended interface: Remove a required scope/ground/exemption fact; expected outcome is review or stop, not inherited permission.

Expected Audit Assertion / Test Result

Remove a required scope/ground/exemption fact; expected outcome is review or stop, not inherited permission.

Governance & Architecture

Recommended Activity Owner
Legal / activity owner
Target Systems & Interfaces

Verification Specification & Workpaper

Proposed Test Specimen ID
SPEC-Q10-OBL-23

proposed per-row review/acceptance specification; not a claim of executed statutory coverage

Populated Teaching Workpaper
out/dossier/CASE-001/purpose-decisions.json

populated hypothetical decision/specimen; not actual enterprise execution

Local Execution Reference
out/dossier/CASE-001/tests/results.json

Canonical Statutory Grounding

Source references verified against the official Gazette of India publication baseline.

RULE-16 Lines 1324–1326
Commencement: 2027-05-13 (scheduled, not yet operative)
Obligated Actor

Qualifying research/archiving/statistical processor

Trigger Context

Exemption

Statutory Conditions

Necessary processing and Second Schedule standards.

Statutory Exceptions

Read s17(2)(b) no-principal-specific-decision condition.

ACT-17(2)(b) Lines 564–566
Commencement: 2027-05-13 (scheduled, not yet operative)
Obligated Actor

Research/archiving/statistics processor

Trigger Context

Necessary research, archiving or statistical processing

Statutory Conditions

No principal-specific decision; prescribed standards (r16/Second Schedule).

Statutory Exceptions

Act-level exemption only if conditions met.

RULE-SCHEDULE-II Lines 1553–1595
Commencement: 2027-05-13 (scheduled, not yet operative)
Obligated Actor

State/qualifying research processor

Trigger Context

r5(1)/r16

Statutory Conditions

Lawfulness, specified use, necessity, reasonable data quality, retention, safeguards, State-use intimation/contact/rights/policy standards, accountability.

Statutory Exceptions

s17(2)(b) no principal-specific decision remains.