Legal Register
Control Workpaper
OBL-49 Schedule items 1–7 ACT-SCHEDULE

OBL-49: Schedule 1–7 Penalty Tier Risk Mitigation (Schedule)

Monitors statutory penalty tiers across security safeguards, breach, children, and SDF duties.

Statutory scope: Schedule items 1–7 · Assigned to Legal / board secretariat · Systems: Governance register; no live Board system asserted

Operational Interface Requirement

Recommended interface: Substitute recruitment for appointment or mix actor/commencement dates; expected outcome is rejected institutional assertion and a source-review action.

Expected Audit Assertion / Test Result

Substitute recruitment for appointment or mix actor/commencement dates; expected outcome is rejected institutional assertion and a source-review action.

Governance & Architecture

Recommended Activity Owner
Legal / board secretariat
Target Systems & Interfaces
Governance registerno live Board system asserted

Verification Specification & Workpaper

Proposed Test Specimen ID
SPEC-Q10-OBL-49

proposed per-row review/acceptance specification; not a claim of executed statutory coverage

Populated Teaching Workpaper
out/remediation/Q02/dashboard.json

populated hypothetical decision/specimen; not actual enterprise execution

Local Execution Reference
out/dossier/CASE-001/tests/results.json

Canonical Statutory Grounding

Source references verified against the official Gazette of India publication baseline.

ACT-SCHEDULE Lines 1010–1045
Commencement: 2027-05-13 (scheduled, not yet operative)
Obligated Actor

Board / person subject to significant breach finding

Trigger Context

s33 adjudication

Statutory Conditions

Ceilings: safeguards INR250 crore; breach notice INR200 crore; child INR200 crore; SDF INR150 crore; principal duties INR10000; undertaking per underlying breach; others INR50 crore.

Statutory Exceptions

All are maxima subject to s33; amendments require s42 notification.